11 CFR Part 111 — Compliance Procedure (52 U.S.C. 30109, 30107(a))
Subpart A — Enforcement
- § 111.1— Scope (52 U.S.C. 30109).
- § 111.2— Computation of time.
- § 111.3— Initiation of compliance matters (52 U.S.C. 30109(a)(1), (2)).
- § 111.4— Complaints (52 U.S.C. 30109(a)(1)).
- § 111.5— Initial complaint processing; notification (52 U.S.C. 30109(a)(1)).
- § 111.6— Opportunity to demonstrate that no action should be taken on complaint-generated matters (52 U.S.C. 30109 (a)(1)).
- § 111.7— General Counsel's recommendation on complaint-generated matters (52 U.S.C. 30109(a)(1).
- § 111.8— Internally generated matters; referrals (52 U.S.C. 30109(a)(2)).
- § 111.9— The reason to believe finding; notification (52 U.S.C. 30109(a)(2)).
- § 111.10— Investigation (52 U.S.C. 30109 (a)(2)).
- § 111.11— Written questions under order (52 U.S.C. 30107(a)(1)).
- § 111.12— Subpoenas and subpoenas duces tecum; depositions (52 U.S.C. 30107(a)(3), (4)).
- § 111.13— Service of subpoenas, orders and notifications (52 U.S.C. 30107(a)(3), (4)).
- § 111.14— Witness fees and mileage (52 U.S.C. 30107 (a)(5)).
- § 111.15— Motions to quash or modify a subpoena (52 U.S.C. 30107(a)(3), (4)).
- § 111.16— The probable cause to believe recommendation; briefing procedures (52 U.S.C. 30109 (a)(3)).
- § 111.17— The probable cause to believe finding; notification (52 U.S.C. 30109(a)(4)).
- § 111.18— Conciliation (52 U.S.C. 30109(a)(4)).
- § 111.19— Civil proceedings (52 U.S.C. 30109(a)(6)).
- § 111.20— Public disclosure of Commission action (52 U.S.C. 30109(a)(4)).
- § 111.21— Confidentiality (52 U.S.C. 30109(a)(12)).
- § 111.22— Ex parte communications.
- § 111.23— Representation by counsel; notification.
- § 111.24— Civil Penalties (52 U.S.C. 30109(a)(5), (6), (12), 28 U.S.C. 2461 nt.).
Subpart B — Administrative Fines
- § 111.30— When will subpart B apply?
- § 111.31— Does this subpart replace subpart A of this part for violations of the reporting requirements of 52 U.S.C. 30104(a)?
- § 111.32— How will the Commission notify respondents of a reason to believe finding and a proposed civil money penalty?
- § 111.33— What are the respondent's choices upon receiving the reason to believe finding and the proposed civil money penalty?
- § 111.34— If the respondent decides to pay the civil money penalty and not to challenge the reason to believe finding, what should the respondent do?
- § 111.35— If the respondent decides to challenge the alleged violation or proposed civil money penalty, what should the respondent do?
- § 111.36— Who will review the respondent's written response?
- § 111.37— What will the Commission do once it receives the respondent's written response and the reviewing officer's recommendation?
- § 111.38— Can the respondent appeal the Commission's final determination?
- § 111.39— When must the respondent pay the civil money penalty?
- § 111.40— What happens if the respondent does not pay the civil money penalty pursuant to 11 CFR 111.34 and does not submit a written response to the reason to believe finding pursuant to 11 CFR 111.35?
- § 111.42— Will the enforcement file be made available to the public?
- § 111.43— What are the schedules of penalties?
- § 111.44— What is the schedule of penalties for 48-hour notices that are not filed or are filed late?
- § 111.46— How will the respondent be notified of actions taken by the Commission and the reviewing officer?