12 CFR Part 150 — Fiduciary Powers of Federal Savings Associations
- § 150.10— What regulations govern the fiduciary operations of Federal savings associations?
- § 150.20— What are fiduciary powers?
- § 150.30— What fiduciary capacities does this part cover?
- § 150.40— When do I have investment discretion?
- § 150.50— What is a fiduciary account?
- § 150.60— What other definitions apply to this part?
Subpart A — Obtaining Fiduciary Powers
Subpart B — Exercising Fiduciary Powers
- § 150.130— How may I conduct multi-state operations?
- § 150.135— How do I determine which state's laws apply to my operations?
- § 150.136— To what extent do state laws apply to my fiduciary operations?
- § 150.140— Must I adopt and follow written policies and procedures in exercising fiduciary powers?
- § 150.150— Who is responsible for the exercise of fiduciary powers?
- § 150.160— What personnel and facilities may I use to perform fiduciary services?
- § 150.170— May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
- § 150.180— May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
- § 150.190— Must fiduciary officers and employees be bonded?
- § 150.200— Must I review a prospective account before I accept it?
- § 150.210— Must I conduct another review of an account after I accept it?
- § 150.220— Are any other account reviews required?
- § 150.230— Who must maintain custody or control of assets in a fiduciary account?
- § 150.240— May I hold investments of a fiduciary account off-premises?
- § 150.245— When is a fiduciary not required to maintain custody or control of fiduciary assets?
- § 150.250— Must I keep fiduciary assets separate from other assets?
- § 150.260— How may I invest funds of a fiduciary account?
- § 150.290— What must I do with fiduciary funds awaiting investment or distribution?
- § 150.300— Where may I deposit fiduciary funds awaiting investment or distribution?
- § 150.310— What if the FDIC does not insure the deposits?
- § 150.320— What is acceptable collateral for uninsured deposits?
- § 150.330— Are there investments in which I may not invest funds of a fiduciary account?
- § 150.340— May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
- § 150.350— May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
- § 150.360— May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
- § 150.370— May I sell assets or lend money between fiduciary accounts?
- § 150.380— May I earn compensation for acting in a fiduciary capacity?
- § 150.390— May my officer or employee retain compensation for acting as a co-fiduciary?
- § 150.400— May my fiduciary officer or employee accept a gift or bequest?
- § 150.410— What records must I keep?
- § 150.420— How long must I keep these records?
- § 150.430— Must I keep fiduciary records separate and distinct from other records?
- § 150.440— When do I have to audit my fiduciary activities?
- § 150.450— What standards govern the conduct of the audit?
- § 150.460— Who may conduct an audit?
- § 150.470— Who directs the conduct of the audit?
- § 150.480— How do I report the results of the audit?
Subpart C — Depositing Securities With State Authorities
Subpart D — Terminating Fiduciary Activities Receivership or Liquidation
- § 150.520— What happens if I am placed in receivership or voluntary liquidation?
- § 150.530— How do I surrender fiduciary powers?
- § 150.540— When will the OCC terminate my fiduciary powers?
- § 150.550— May I recover my deposit from state authorities?
- § 150.560— When may the OCC revoke my fiduciary powers?
- § 150.570— What procedures govern the revocation?
Subpart E — Activities Exempt From This Part
- § 150.580— When may I conduct fiduciary activities without obtaining OCC approval?
- § 150.590— What standards must I observe when acting in exempt fiduciary capacities?
- § 150.600— How may funds be invested when I act in an exempt fiduciary capacity?
- § 150.610— What disclosures must I make when acting in exempt fiduciary capacities?
- § 150.620— May I receive compensation for acting in exempt fiduciary capacities?