StacksVerified U.S. regulatory reference

12 CFR §151.70

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
If you effect a securities transaction for a customer, you must give or send the customer the registered broker-dealer confirmation described at § 151.80, or the written notice described at § 151.90. For certain types of transactions, you may elect to provide the alternate notices described in § 151.100.