StacksVerified U.S. regulatory reference

12 CFR §169.4

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
No solicitation of a proxy shall be made by means of any statement, form of proxy, notice of meeting, or other communication, written or oral, which:
  1. (a)Solicits any undated or postdated proxy;
  2. (b)Solicits any proxy that provides that it shall be deemed to be dated as of any date subsequent to the date on which it is signed by the security holder; or
  3. (c)
    1. (1)Contains any statement that is false or misleading with respect to any material fact, or
    2. (2)Omits to state any material fact:
      1. (i)Necessary in order to make the statements therein not false or misleading or
      2. (ii)Necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has subsequently become false or misleading.