Part 221 — Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock (Regulation U)
- § 221.1— Authority, purpose, and scope.
- § 221.2— Definitions.
- § 221.3— General requirements.
- § 221.4— Employee stock option, purchase, and ownership plans.
- § 221.5— Special purpose loans to brokers and dealers.
- § 221.6— Exempted transactions.
- § 221.7— Supplement: Maximum loan value of margin stock and other collateral.
- § 221.101— Determination and effect of purpose of loan.
- § 221.102— Application to committed credit where funds are disbursed thereafter.
- § 221.103— Loans to brokers or dealers.
- § 221.104— Federal credit unions.
- § 221.105— Arranging for extensions of credit to be made by a bank.
- § 221.106— Reliance in “good faith” on statement of purpose of loan.
- § 221.107— Arranging loan to purchase open-end investment company shares.
- § 221.108— Effect of registration of stock subsequent to making of loan.
- § 221.109— Loan to open-end investment company.
- § 221.110— Questions arising under this part.
- § 221.111— Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- § 221.112— Loans by bank in capacity as trustee.
- § 221.113— Loan which is secured indirectly by stock.
- § 221.114— Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- § 221.115— Accepting a purpose statement through the mail without benefit of face-to-face interview.
- § 221.116— Bank loans to replenish working capital used to purchase mutual fund shares.
- § 221.117— When bank in “good faith” has not relied on stock as collateral.
- § 221.118— Bank arranging for extension of credit by corporation.
- § 221.119— Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
- § 221.120— Allocation of stock collateral to purpose and nonpurpose credits to same customer.
- § 221.121— Extension of credit in certain stock option and stock purchase plans.
- § 221.122— Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
- § 221.123— Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
- § 221.124— Purchase of debt securities to finance corporate takeovers.
- § 221.125— Credit to brokers and dealers.