12 CFR Part 335 — Securities of State Nonmember Banks and State Savings Associations
- § 335.101— Scope of part, authority and OMB control number.
- § 335.111— Forms and schedules.
- § 335.121— Listing standards related to audit committees.
- § 335.201— Securities exempted from registration.
- § 335.211— Registration and reporting.
- § 335.221— Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
- § 335.231— Certification, suspension of trading, and removal from listing by exchanges.
- § 335.241— Unlisted trading.
- § 335.251— Forms for notification of action taken by national securities exchanges.
- § 335.261— Exemptions, terminations, and definitions.
- § 335.301— Reports of issuers of securities registered pursuant to section 12.
- § 335.311— Forms for annual, quarterly, current, and other reports of issuers.
- § 335.321— Maintenance of records and issuer's representations in connection with required reports.
- § 335.331— Acquisition statements, acquisition of securities by issuers, and other matters.
- § 335.401— Solicitations of proxies.
- § 335.501— Tender offers.
- § 335.601— Requirements of section 16 of the Securities Exchange Act of 1934.
- § 335.611— Initial statement of beneficial ownership of securities (Form 3).
- § 335.612— Statement of changes in beneficial ownership of securities (Form 4).
- § 335.613— Annual statement of beneficial ownership of securities (Form 5).
- § 335.701— Filing requirements, public reference, and confidentiality.
- § 335.801— Inapplicable SEC regulations; FDIC substituted regulations; additional information.