Part 351 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds
Subpart A — Authority and Definitions
Subpart B — Proprietary Trading
Subpart C — Covered Funds Activities and Investments
- § 351.10— Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
- § 351.11— Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
- § 351.12— Permitted investment in a covered fund.
- § 351.13— Other permitted covered fund activities and investments.
- § 351.14— Limitations on relationships with a covered fund.
- § 351.15— Other limitations on permitted covered fund activities.
- § 351.16— Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.