Part 747 — Administrative Actions, Adjudicative Hearings, Rules of Practice and Procedure, and Investigations

• § 747.0— Scope of this part.

Subpart A — Uniform Rules of Practice and Procedure

• § 747.1— Scope.
• § 747.2— Rules of construction.
• § 747.3— Definitions.
• § 747.4— Authority of the NCUA Board.
• § 747.5— Authority of the administrative law judge (ALJ).
• § 747.6— Appearance and practice in adjudicatory proceedings.
• § 747.7— Good faith certification.
• § 747.8— Conflicts of interest.
• § 747.9— Ex parte communications.
• § 747.10— Filing of papers.
• § 747.11— Service of papers.
• § 747.12— Construction of time limits.
• § 747.13— Change of time limits.
• § 747.14— Witness fees and expenses.
• § 747.15— Opportunity for informal settlement.
• § 747.16— The NCUA's right to conduct examination.
• § 747.17— Collateral attacks on adjudicatory proceeding.
• § 747.18— Commencement of proceeding and contents of notice.
• § 747.19— Answer.
• § 747.20— Amended pleadings
• § 747.21— Failure to appear.
• § 747.22— Consolidation and severance of actions.
• § 747.23— Motions.
• § 747.24— Scope of document discovery.
• § 747.25— Request for document discovery from parties.
• § 747.26— Document subpoenas to nonparties.
• § 747.27— Deposition of witness unavailable for hearing.
• § 747.28— Interlocutory review.
• § 747.29— Summary disposition.
• § 747.30— Partial summary disposition.
• § 747.31— Scheduling and prehearing conferences.
• § 747.32— Prehearing submissions.
• § 747.33— Public hearings.
• § 747.34— Hearing subpoenas.
• § 747.35— Conduct of hearings.
• § 747.36— Evidence.
• § 747.37— Post-hearing filings.
• § 747.38— Recommended decision and filing of record.
• § 747.39— Exceptions to recommended decision.
• § 747.40— Review by the NCUA Board.
• § 747.41— Stays pending judicial review.

Subpart B — Local Rules of Practice and Procedure

• § 747.100— Discovery limitations.

Subpart C — Local Rules and Procedures Applicable to Proceedings for the Involuntary Termination of Insured Status

• § 747.201— Scope.
• § 747.202— Grounds for termination of insurance.
• § 747.203— Notice of charges.
• § 747.204— Notice of intention to terminate insured status.
• § 747.205— Order terminating insured status.
• § 747.206— Consent to termination of insured status.
• § 747.207— Notice of termination of insured status.
• § 747.208— Duties after termination.

Subpart D — Local Rules and Procedures Applicable to Suspensions and Prohibitions Where Felony Charged

• § 747.301— Scope.
• § 747.302— Rules of practice; remainder of board of directors.
• § 747.303— Notice of suspension or prohibition.
• § 747.304— Removal or permanent prohibition.
• § 747.305— Effectiveness of suspension or removal until completion of hearing.
• § 747.306— Notice of opportunity for hearing.
• § 747.307— Hearing.
• § 747.308— Waiver of hearing; failure to request hearing or review based on written submissions; failure to appear.
• § 747.309— Decision of the NCUA Board.
• § 747.310— Reconsideration by the NCUA Board.
• § 747.311— Relevant considerations.

Subpart E — Local Rules and Procedures Applicable to Proceedings Relating to the Suspension or Revocation of Charters and to Involuntary Liquidations Under Title I

• § 747.401— Scope.
• § 747.402— Grounds for suspension or revocation of charter and for involuntary liquidation.
• § 747.403— Notice of intent to suspend or revoke charter; notice of suspension.
• § 747.404— Notice of hearing.
• § 747.405— Issuance of order.
• § 747.406— Cancellation of charter.

Subpart G — Local Rules and Procedures Applicable to Recovery of Attorneys Fees and Other Expenses Under the Equal Access to Justice Act in NCUA Board Adjudications

• § 747.601— Purpose and scope.
• § 747.602— Eligibility of applicants.
• § 747.603— Prevailing party.
• § 747.604— Standards for award.
• § 747.605— Allowable fees and expenses.
• § 747.606— Contents of application.
• § 747.607— Statement of net worth.
• § 747.608— Documentation of fees and expenses.
• § 747.609— Filing and service of applications.
• § 747.610— Answer to application.
• § 747.611— Comments by other parties.
• § 747.612— Settlement.
• § 747.613— Further proceedings.
• § 747.614— Recommended decision.
• § 747.615— Decision of the NCUA Board.
• § 747.616— Payment of award.

Subpart H — Local Rules and Procedures Applicable to Investigations

• § 747.701— Applicability.
• § 747.702— Information obtained in investigations.
• § 747.703— Authority to conduct investigations.

Subpart I — Local Rules Applicable to Formal Investigative Proceedings

• § 747.801— Applicability.
• § 747.802— Non-public formal investigative proceedings.
• § 747.803— Subpoenas.
• § 747.804— Oath; false statements.
• § 747.805— Self-incrimination; immunity.
• § 747.806— Transcripts.
• § 747.807— Rights of witnesses.

Subpart K — Inflation Adjustment of Civil Monetary Penalties

• § 747.1001— Adjustment of civil monetary penalties by the rate of inflation.

Subpart L — Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action

• § 747.2001— Scope.
• § 747.2002— Review of orders imposing discretionary supervisory action.
• § 747.2003— Review of order reclassifying a credit union on safety and soundness criteria.
• § 747.2004— Review of order to dismiss a director or senior executive officer.
• § 747.2005— Enforcement of orders.

Subpart M — Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action on Corporate Credit Unions

• § 747.3001— Scope.
• § 747.3002— Review of orders imposing discretionary supervisory action.
• § 747.3003— Review of order reclassifying a corporate credit union on safety and soundness criteria.
• § 747.3004— Review of order to dismiss a director or senior executive officer.
• § 747.3005— Enforcement of directives.
• § 747.3006— Conservatorship or liquidation of critically undercapitalized corporate credit union.