12 CFR Part 360, Appendix D
This is the structure of the data file to provide information to the FDIC on funds residing in investment vehicles linked to each non-closed deposit account or sub-account: (1) Involved in sweep activity where the sweep investment vehicle is not a deposit and is reflected on the books and records of the covered institution or (2) which accepts automated credits. A single record should be used for each instance where funds affiliated with the deposit account are held in an alternative investment vehicle. For any alternative investment vehicle, a separate account may or may not exist. If an account exists for the investment vehicle, it should be noted in the record. If no account exists, then a null value for the Sweep/Automated Credit Account Identifiers should be provided, but the remainder of the data fields defined below should be populated.
For data provided in the Sweep/Automated Credit Account File, the total account balances and the number of accounts must be reconciled to subsidiary system control totals. The file will be in a tab- or pipe-delimited ASCII format. The files will be encrypted using an FDIC-supplied algorithm. The FDIC will transmit the encryption algorithm over FDICconnect.
| Field name | Field description | Comments | Format |
|---|---|---|---|
| 1. DP__Acct__Identifier | Account IdentifierThe primary field used to identify the account from which funds are swept or debited. The field may be the Account number. | The Account Identifier may be composed of more than one physical data element. If multiple fields are required to identify the account, data should be placed in separate fields and the FDIC instructed how these fields are combined to uniquely identify the account | Character (25). |
| 2. DP__Acct__Identifier—2 | Account Identifier—2If necessary, the second element used to identify the account from which funds are swept or debited. | | Character (25). | |
| 3. DP__Acct__Identifier—3 | Account Identifier—3If necessary, the third element used to identify the account from which funds are swept or debited. | | Character (25). | |
| 4. DP__Acct__Identifier—4 | Account Identifier—4If necessary, the fourth element used to identify the account from which funds are swept or debited. | | Character (25). | |
| 5. DP__Acct__Identifier—5 | Account Identifier—5If necessary, the fifth element used to identify the account from which funds are swept or debited. | | Character (25). | |
| 6. DP__Sub__Acct__Identifier | Sub-Account IdentifierIf available, the sub-account identifier for the account. | The Sub-Account Identifier may identify separate deposits tied to this account where there are different processing parameters such as interest rates or maturity dates, but all owners are the same | Character (25). |
| 7. SW__Acct__Identifier | Sweep/Automated Credit Account IdentifierThe primary field used to identify the account into which funds are swept or credited. This field may be the Account Number. | Funds may be swept into an investment vehicle not represented as an account. In this case this field should be a null valueThe Sweep/Automated Credit Account Identifier may be composed of more than one physical data element. If multiple fields are required to identify the account, data should be placed in separate fields and the FDIC instructed how these fields are combined to uniquely identify the account. | Character (25). |
| 8. SW__Acct__Identifier—2 | Sweep/Automated Credit Account Identifier—2If necessary, the second element of the account identifier used to identify the account into which funds are swept or credited. | | Character (25). | |
| 9. SW__Acct__Identifier—3 | Sweep/Automated Credit Account Identifier—3If necessary, the third element of the account identifier used to identify the account into which funds are swept or credited. | | Character (25). | |
| 10. SW__Acct__Identifier—4 | Sweep/Automated Credit Account Identifier—4If necessary, the fourth element of the account identifier used to identify the account into which funds are swept or credited. | | Character (25). | |
| 11. SW__Acct__Identifier—5 | Sweep/Automated Credit Account Identifier-5If necessary, the fifth element of the account identifier used to identify the account into which funds are swept or credited. | | Character (25). | |
| 12. SW__Sub__Acct__Identifier | Sweep/Automated Credit Sub-Account IdentifierIf available, the sub-account identifier for the account | | Character (25). | |
| 13. SW__Type | Sweep/Automated Credit Type | The investment vehicle. Possible values are:• RE = Repurchase Agreement.• DD = Deposit Held in a Domestic Office.• DF = Deposit Held in a Foreign Office.• IBF = Deposit Held in an International Banking Facility.• AI = Deposit Held in an affiliated depository institution.• FF = Federal Funds.• CP = Commercial Paper.• OT = Other. | Character (3). |
| 14. SW__Inv__Amount | Fund Balance in Sweep/Automated Credit Investment Vehicle.Dollar amount residing in the investment vehicle. | | Decimal (14,2). | |
| 15. SW__Currency__Type | Currency TypeThe ISO 4217 currency code. | | Character (3). | |
| 16. SW__Hold__Amount | FDIC Hold AmountAmount of FDIC hold on funds residing in the investment vehicle. | | Decimal (14,2). | |
| 17. SW__Sweep__Interval | Sweep/Investment FrequencyThe frequency with which the sweep or investment occurs. Possible values are:• D = Daily.• W = Weekly.• BW = Bi-Weekly.• M = Monthly.• BM = Bi-Monthly.• Q = Quarterly.• O = Other. | | Character (2). |
[73 FR 41197, July 17, 2008]