StacksVerified U.S. regulatory reference

17 CFR §1.72

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
No futures commission merchant providing clearing services to customers shall enter into an arrangement that:
  1. (a)Discloses to the futures commission merchant or any swap dealer or major swap participant the identity of a customer's original executing counterparty;
  2. (b)Limits the number of counterparties with whom a customer may enter into a trade;
  3. (c)Restricts the size of the position a customer may take with any individual counterparty, apart from an overall limit for all positions held by the customer at the futures commission merchant;
  4. (d)Impairs a customer's access to execution of a trade on terms that have a reasonable relationship to the best terms available; or
  5. (e)Prevents compliance with the timeframes set forth in § 1.74(b), § 23.610(b), or § 39.12(b)(7) of this chapter.