17 CFR §10.2

1. (a)Act means the Commodity Exchange Act, as amended, 7 U.S.C. 1, et seq.;
2. (b)Adjudicatory proceeding means a judicial-type proceeding leading to the formulation of a final order, including an order by the Commission instituting proceedings pursuant to the Act, making findings, and imposing remedial sanctions;
3. (c)Administrative Law Judge means an administrative law judge appointed pursuant to the provisions of 5 U.S.C. 3105 (provisions of the rules in this part which refer to Administrative Law Judges may be applicable to other Presiding Officers as well, as set forth in § 10.8);
4. (d)Administrative Procedure Act means those provisions of the Administrative Procedure Act, as codified, which are contained in 5 U.S.C. 551 through 559;
5. (e)Commission means the Commodity Futures Trading Commission;
6. (f)Complaint means any document initiating an adjudicatory proceeding, whether designated a complaint or an order for proceeding or otherwise;
7. (g)Division of Enforcement means that office in the Commission that prosecutes a complaint issued by the Commission;
8. (h)Hearing means that part of a proceeding which involves the submission of evidence, either by oral presentation or written submission;
9. (i)Proceedings Clerk means any member of the Commission's staff designated as such by the Director of the Office of Proceedings.
10. (j)Order means the whole or any part of a final procedural or substantive disposition of a matter by the Commission or by the Presiding Officer in a matter other than rulemaking;
11. (k)Party includes a person or agency named or admitted as a party to a proceeding;
12. (l)Person includes an individual, partnership, corporation, association, exchange or other entity or organization;
13. (m)Pleading means the complaint, the answer to the complaint, any supplement or amendment thereto, and any reply that may be permitted to any answer, supplement or amendment;
14. (n)Presiding Officer means a member of the Commission, and Administrative Law Judge, or a hearing officer designated by the Commission to conduct a hearing on a specific matter, or the Commission itself, if it is to preside at or accept the introduction of evidence in a particular proceeding (provisions of the rules in this part which refer to Administrative Law Judges may be applicable to other Presiding Officers as well, as set forth in § 10.8);
15. (o)Respondent means a party to an adjudicatory proceeding against whom findings may be made or relief or remedial action may be taken.