17 CFR Part 12 — Rules Relating to Reparations
Subpart A — General Information and Preliminary Consideration of Pleadings
- § 12.1— Scope and applicability of rules of practice relating to reparations.
- § 12.2— Definitions.
- § 12.3— Business address; hours.
- § 12.4— Suspension, amendment, revocation and waiver of rules.
- § 12.5— Computation of time.
- § 12.6— Extensions of time; adjournments; postponements.
- § 12.7— Ex parte communications in reparation proceedings.
- § 12.8— Separation of functions.
- § 12.9— Practice before the Commission.
- § 12.10— Service.
- § 12.11— Formalities of filing of documents with the Proceedings Clerk.
- § 12.12— Signature.
- § 12.13— Complaint; election of procedure.
- § 12.14— Withdrawal of complaint.
- § 12.15— Notification of complaint.
- § 12.16— Response to complaint.
- § 12.17— Satisfaction of complaint.
- § 12.18— Answer; election of procedure.
- § 12.19— Counterclaim.
- § 12.20— Response to counterclaim; reply; election of procedure.
- § 12.21— Voluntary dismissal.
- § 12.22— Default proceedings.
- § 12.23— Setting aside of default.
- § 12.24— Parallel proceedings.
- § 12.25— Filing fees.
- § 12.26— Commencement of a reparation proceeding.
- § 12.27— Termination of consideration of pleadings.
Subpart B — Discovery
- § 12.30— Methods of discovery.
- § 12.31— Production of documents and tangible items.
- § 12.32— Depositions on written interrogatories.
- § 12.33— Admissions.
- § 12.34— Discovery by a decisionmaking official.
- § 12.35— Consequences of a party's failure to comply with a discovery order.
- § 12.36— Subpoenas to compel discovery.
Subpart C — Rules Applicable to Voluntary Decisional Proceedings
- § 12.100— Scope and applicability of rules.
- § 12.101— Functions and responsibilities of the Administrative Judge.
- § 12.102— Disqualification of Administrative Judge.
- § 12.103— Filing of documents; subscription; service.
- § 12.104— Amendments to pleadings; motions.
- § 12.105— Submission of proof only in documentary or tangible form.
- § 12.106— Final decision and order.
Subpart D — Rules Applicable to Summary Decisional Proceedings
- § 12.200— Scope and applicability of this subpart.
- § 12.201— Functions and responsibilities of the Administrative Judge.
- § 12.202— Disqualification of Administrative Judge.
- § 12.203— Filing of documents; subscription; service.
- § 12.204— Amended and supplemental pleadings.
- § 12.205— Motions.
- § 12.206— Pre-decision conferences.
- § 12.207— Summary disposition.
- § 12.208— Submissions of proof.
- § 12.209— Oral testimony.
- § 12.210— Initial decision.
Subpart E — Rules Applicable to Formal Decisional Proceedings
- § 12.300— Scope and applicability of rules.
- § 12.303— Pre-decision conferences.
- § 12.304— Functions and responsibilities of the Administrative Law Judge.
- § 12.305— Disqualification of Administrative Law Judge.
- § 12.306— Filing of documents; subscription; service.
- § 12.307— Amended and supplemental pleadings.
- § 12.308— Motions.
- § 12.309— Interlocutory review by the Commission.
- § 12.310— Summary disposition.
- § 12.311— Disposing of proceeding or issues without oral hearing.
- § 12.312— Oral hearing.
- § 12.313— Subpoenas for attendance at an oral hearing.
- § 12.314— Initial decision.
- § 12.315— Consequences of overstating damages claims not in excess of $30,000.
Subpart F — Commission Review of Decisions
- § 12.400— Scope and applicability of rules.
- § 12.401— Appeal to the Commission.
- § 12.402— Appeal of disposition of less than all claims or parties in a proceeding.
- § 12.403— Commission review on its own motion.
- § 12.404— The record of proceedings.
- § 12.405— Leave to adduce additional evidence.
- § 12.406— Final decision of the Commission.
- § 12.407— Satisfaction of reparation award; enforcement; sanctions.
- § 12.408— Delegation of authority to the General Counsel.