17 CFR Part 14 — Rules Relating to Suspension or Disbarment from Appearance and Practice
- § 14.1— Scope.
- § 14.2— Definitions of appearance and practice.
- § 14.3— Hearings.
- § 14.4— Violation of Commodity Exchange Act.
- § 14.5— Criminal conviction.
- § 14.6— Disbarment or suspension by licensing authority.
- § 14.7— Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- § 14.8— Lack of requisite qualifications, character and integrity.
- § 14.9— Duty to file information concerning adverse judicial or administrative action.
- § 14.10— Reinstatement.