17 CFR Part 165 — Whistleblower Rules
- § 165.1— General.
- § 165.2— Definitions.
- § 165.3— Procedures for submitting original information.
- § 165.4— Confidentiality.
- § 165.5— Requirements for consideration of an award.
- § 165.6— Whistleblowers ineligible for an award.
- § 165.7— Procedures for award applications in Commission actions and related actions, and Commission award determinations.
- § 165.8— Amount of award.
- § 165.9— Criteria for determining amount of award.
- § 165.10— Contents of record for award determination.
- § 165.11— Awards based upon related actions.
- § 165.12— Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
- § 165.13— Appeals.
- § 165.14— Procedures applicable to the payment of awards.
- § 165.15— Administering the whistleblower program.
- § 165.16— No immunity.
- § 165.17— Awards to whistleblowers who engage in culpable conduct.
- § 165.18— Staff communications with whistleblowers from represented entities.
- § 165.19— Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
- § 165.20— Whistleblower anti-retaliation protections.