Part 170 — Registered Futures Associations
Subpart A — Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
- § 170.1— Demonstration of purposes (section 17(b)(1) of the Act).
- § 170.2— Membership restrictions (section 17(b)(2) of the Act).
- § 170.3— Fair and equitable representation of members (section 17(b)(5) of the Act).
- § 170.4— Allocation of dues (section 17(b)(6) of the Act).
- § 170.5— Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
- § 170.6— Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
- § 170.7— Membership denial (section 17(b)(9) of the Act).
- § 170.8— Settlement of customer disputes (section 17(b)(10) of the Act).
- § 170.9— General standard.
- § 170.10— Proficiency examinations (sections 4p and 17(p) of the Act).