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17 CFR §202.8 — Small entity compliance guides.

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
  1. (a)Q & A: Small Business and the SEC. 1
  2. (b)The Work of the SEC. 1
  3. (c)Broker-Dealer Registration Package.
  4. (d)Investment Adviser Registration Package.
  5. (e)Investment Company Registration Package.
  6. (f)Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.