StacksVerified U.S. regulatory reference

17 CFR §229.1013

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
  1. (a)Purposes. State the purposes for the Rule 13e-3 transaction.
  2. (b)Alternatives. If the subject company or affiliate considered alternative means to accomplish the stated purposes, briefly describe the alternatives and state the reasons for their rejection.
  3. (c)Reasons. State the reasons for the structure of the Rule 13e-3 transaction and for undertaking the transaction at this time.
  4. (d)Effects. Describe the effects of the Rule 13e-3 transaction on the subject company, its affiliates and unaffiliated security holders, including the federal tax consequences of the transaction.