17 CFR §230.100
Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
- (a)As used in the rules and regulations prescribed in this part by the Securities and Exchange Commission pursuant to the Securities Act of 1933, unless the context otherwise requires:
- (1)The term Commission means the Securities and Exchange Commission.
- (2)The term Act means the Securities Act of 1933.
- (3)The term rules and regulations refers to all rules and regulations adopted by the Commission pursuant to the Act, including the forms and accompanying instructions thereto.
- (4)The term registrant means the issuer of securities for which a registration statement is filed.
- (5)The term agent for service means the person authorized in the registration statement to receive notices and communications from the Commission.
- (6)The term electronic filer means a person or an entity that submits filings electronically pursuant to Rules 101, 901, 902 or 903 of Regulation S-T (§§ 232.101, 232.901, 232.902 or 232.903 of this chapter, respectively).
- (7)The term electronic filing means a document under the federal securities laws that is transmitted or delivered to the Commission in electronic format.
- (b)Unless otherwise specifically provided, the terms used in this part shall have the meanings defined in the act.
- (c)A rule in the general rules and regulations which defines a term without express reference to the Act or to the rules and regulations or to a portion thereof defines such term for all purposes as used both in the Act and in the rules and regulations, unless the context otherwise requires.