StacksVerified U.S. regulatory reference

17 CFR §239.201

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).