StacksVerified U.S. regulatory reference

17 CFR §240.15b9-2

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
An OTC derivatives dealer, as defined in § 240.3b-12, shall be exempt from any requirement under section 15(b)(8) of the Act (15 U.S.C. 78o(b)(8)) to become a member of a registered national securities association.