StacksVerified U.S. regulatory reference

17 CFR §240.36a1-2

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
OTC derivatives dealers, as defined in § 240.3b-12, shall be exempt from the provisions of the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaa through 78lll).