17 CFR §249.1701
Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.