StacksVerified U.S. regulatory reference

17 CFR §249.501b

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
This form shall be used for notice of registration as a broker-dealer pursuant to Section 15(b)(11)(A) of the Act (15 U.S.C. 78o(b)(11)(A)) for the limited purpose of trading security futures products, or to amend such notice.