StacksVerified U.S. regulatory reference

17 CFR §249.509

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.