17 CFR Part 249b — Further Forms, Securities Exchange Act of 1934
- § 249b.100— Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
- § 249b.101— Form TA-W, notice of withdrawal from registration as transfer agent.
- § 249b.102— Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
- § 249b.200— Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
- § 249b.300— FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.
- § 249b.400— Form SD, specialized disclosure report.