17 CFR §275.202(a)(1)-1 — (a)(1)-1 Certain transactions not deemed assignments.
Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
A transaction which does not result in a change of actual control or management of an investment adviser is not an assignment for purposes of section 205(a)(2) of the Act.