StacksVerified U.S. regulatory reference

17 CFR §33.10

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
It shall be unlawful for any person directly or indirectly:
  1. (a)To cheat or defraud or attempt to cheat or defraud any other person;
  2. (b)To make or cause to be made to any other person any false report or statement thereof or cause to be entered for any person any false record thereof;
  3. (c)To deceive or attempt to deceive any other person by any means whatsoever