StacksVerified U.S. regulatory reference

17 CFR §38.605

Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov
A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.