Part 401 — Exemptions
- § 401.1— Exemption for organizations handling transactions in United States Savings Bonds.
- § 401.2— Exemption for depository institutions that submit tenders for the account of customers for purchase on original issue of United States Treasury securities.
- § 401.3— Exemption for financial institutions that are engaged in limited government securities brokerage activities.
- § 401.4— Exemption for financial institutions engaged in limited government securities dealer activities.
- § 401.5— Exemption for corporate credit unions transacting limited government securities business with other credit unions.
- § 401.6— Exemption for branches and agencies of foreign banks that deal solely with non-United States citizens resident offshore.
- § 401.7— Exemption for certain foreign government securities brokers or dealers.