Part 41 — Security Futures Products
Subpart A — General Provisions
Subpart B — Narrow-Based Security Indexes
- § 41.11— Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
- § 41.12— Indexes underlying futures contracts trading for fewer than 30 days.
- § 41.13— Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
- § 41.14— Transition period for indexes that cease being narrow-based security indexes.
- § 41.15— Exclusion from definition of narrow-based security index for indexes composed of debt securities.
Subpart C — Requirements and Standards for Listing Security Futures Products
- § 41.21— Requirements for underlying securities.
- § 41.22— Required certifications.
- § 41.23— Listing of security futures products for trading.
- § 41.24— Rule amendments to security futures products.
- § 41.25— Additional conditions for trading for security futures products.
- § 41.27— Prohibition of dual trading in security futures products by floor brokers.
Subpart D — Notice-Designated Contract Markets in Security Futures Products
Subpart E — Customer Accounts and Margin Requirements
- § 41.41— Security futures products accounts.
- § 41.42— Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
- § 41.43— Definitions.
- § 41.44— General provisions.
- § 41.45— Required margin.
- § 41.46— Type, form and use of margin.
- § 41.47— Withdrawal of margin.
- § 41.48— Undermargined accounts.
- § 41.49— Filing proposed margin rule changes with the Commission.