17 CFR §44.03
Verified against eCFR.gov as of June 20, 2026View official text on eCFR.gov ↗
- (a)A counterparty to a post-enactment pre-effective swap transaction shall:
- (1)As required by the reporting rules required to be adopted pursuant to Section 2(h)(5)(B) of the Commodity Exchange Act, report data related to a transition swap to a registered swap data repository or the Commission by the compliance date established in such reporting rules or within 60 days after an appropriate swap data repository becomes registered with the Commission and commences operations to receive and maintain data related to such swap, whichever occurs first, the following information with respect to the swap transaction:
- (2)Report to the Commission on request, in the form and manner prescribed by the Commission, any information relating to the swap transaction.
- (b)Reporting party. The counterparties to a swap transaction shall report the information required under paragraph (a) of this section as follows:
- (1)Where only one counterparty to a swap transaction is a swap dealer or a major swap participant, the swap dealer or major swap participant shall report the transaction;
- (2)Where one counterparty to a swap transaction is a swap dealer and the other counterparty is a major swap participant, the swap dealer shall report the transaction; and
- (3)Where neither counterparty to a swap transaction is a swap dealer or a major swap participant, the counterparties to the transaction shall select the counterparty who will report the transaction.