Part 49 — Swap Data Repositories
- § 49.1— Scope.
- § 49.2— Definitions.
- § 49.3— Procedures for registration.
- § 49.4— Withdrawal from registration.
- § 49.5— Equity interest transfers.
- § 49.6— Request for transfer of registration.
- § 49.7— Swap data repositories located in foreign jurisdictions.
- § 49.8— Procedures for implementing swap data repository rules.
- § 49.9— Open swaps reports provided to the Commission.
- § 49.10— Acceptance and validation of data.
- § 49.11— Verification of swap data accuracy.
- § 49.12— Swap data repository recordkeeping requirements.
- § 49.13— Monitoring, screening and analyzing swap data.
- § 49.14— Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
- § 49.15— Real-time public reporting by swap data repositories.
- § 49.16— Privacy and confidentiality requirements of swap data repositories.
- § 49.17— Access to SDR data.
- § 49.18— Confidentiality arrangement.
- § 49.19— Core principles applicable to swap data repositories.
- § 49.20— Governance arrangements (Core Principle 2).
- § 49.21— Conflicts of interest (Core Principle 3).
- § 49.22— Chief compliance officer.
- § 49.23— Emergency authority policies and procedures.
- § 49.24— System safeguards.
- § 49.25— Financial resources.
- § 49.26— Disclosure requirements of swap data repositories.
- § 49.27— Access and fees.
- § 49.28— Operating hours of swap data repositories.
- § 49.29— Information relating to swap data repository compliance.
- § 49.30— Form and manner of reporting and submitting information to the Commission.
- § 49.31— Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.