17 CFR Part 5 — Off-Exchange Foreign Currency Transactions
- § 5.1— Definitions.
- § 5.2— Prohibited transactions.
- § 5.3— Registration of persons engaged in retail forex transactions.
- § 5.4— Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
- § 5.5— Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.
- § 5.6— Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- § 5.7— Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- § 5.8— Aggregate retail forex assets.
- § 5.9— Security deposits for retail forex transactions.
- § 5.10— Risk assessment recordkeeping requirements for retail foreign exchange dealers.
- § 5.11— Risk assessment reporting requirements for retail foreign exchange dealers.
- § 5.12— Financial reports of retail foreign exchange dealers.
- § 5.13— Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.
- § 5.14— Records to be kept by retail foreign exchange dealers and futures commission merchants.
- § 5.15— Unlawful representations.
- § 5.16— Prohibition of guarantees against loss.
- § 5.17— Authorization to trade.
- § 5.18— Trading and operational standards.
- § 5.19— Pending legal proceedings.
- § 5.20— Special calls for account and transaction information.
- § 5.21— Supervision.
- § 5.22— Registered futures association membership.
- § 5.23— Notice of bulk transfers and bulk liquidations.
- § 5.24— Applicability of other parts of this chapter
- § 5.25— Applicability of the Act.