Part 111 — Customs Brokers
Subpart A — General Provisions
Subpart B — Procedure To Obtain License or Permit
- § 111.11— Basic requirements for a license.
- § 111.12— Application for license.
- § 111.13— Examination for individual license.
- § 111.14— Background investigation of the license applicant.
- § 111.15— Issuance of license.
- § 111.16— Denial of a license.
- § 111.17— Review of the denial of a license.
- § 111.18— Reapplication for license.
- § 111.19— National permit.
Subpart C — Duties and Responsibilities of Customs Brokers
- § 111.21— Record of transactions.
- § 111.23— Retention of records.
- § 111.24— Records confidential.
- § 111.25— Records must be available.
- § 111.26— Interference with examination of records.
- § 111.27— Audit or inspection of records.
- § 111.28— Responsible supervision and control.
- § 111.29— Diligence in correspondence and paying monies.
- § 111.30— Notification of change in address, organization, name, or location of business records; status report; termination of brokerage business.
- § 111.31— Conflict of interest.
- § 111.32— False information.
- § 111.33— Government records.
- § 111.34— Undue influence upon Department of Homeland Security employees.
- § 111.35— Acceptance of fees from attorneys.
- § 111.36— Relations with unlicensed persons.
- § 111.37— Misuse of license or permit.
- § 111.38— False representation to procure employment.
- § 111.39— Advice to client.
- § 111.40— Protests.
- § 111.41— Endorsement of checks.
- § 111.42— Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.
- § 111.45— Revocation by operation of law.
Subpart D — Cancellation, Suspension, or Revocation of License or Permit, and Monetary Penalty in Lieu of Suspension or Revocation
- § 111.50— General.
- § 111.51— Cancellation of license or permit.
- § 111.52— Voluntary suspension of license or permit.
- § 111.53— Grounds for suspension or revocation of license or permit.
- § 111.55— Investigation of complaints.
- § 111.56— Review of report on the investigation of complaints.
- § 111.57— Determination by appropriate Executive Director, Office of Trade.
- § 111.58— Content of statement of charges.
- § 111.59— Preliminary proceedings.
- § 111.60— Request for additional information.
- § 111.61— Decision on preliminary proceedings.
- § 111.62— Contents of notice of charges.
- § 111.63— Service of notice and statement of charges.
- § 111.64— Service of notice of hearing and other papers.
- § 111.65— Extension of time for hearing.
- § 111.66— Failure to appear.
- § 111.67— Hearing.
- § 111.68— Proposed findings and conclusions.
- § 111.69— Recommended decision by hearing officer.
- § 111.70— Additional submissions.
- § 111.71— Immaterial mistakes.
- § 111.72— Dismissal subject to new proceedings.
- § 111.74— Decision and notice of suspension or revocation or monetary penalty.
- § 111.75— Appeal from the Executive Assistant Commissioner's decision.
- § 111.76— Reopening the case.
- § 111.77— Notice of vacated or modified order.
- § 111.78— Reprimands.
- § 111.79— Employment of broker who has lost license.
- § 111.81— Settlement and compromise.