Part 129 — Registration and Licensing of Brokers
- § 129.1— Purpose.
- § 129.2— Definitions.
- § 129.3— Requirement to register.
- § 129.4— Requirement for approval.
- § 129.5— Exemption from requirement for approval.
- § 129.6— Procedures for obtaining approval.
- § 129.7— Policy on embargoes and other proscriptions.
- § 129.8— Submission of Statement of Registration, registration fees, and notification of changes in information furnished by registrants.
- § 129.9— Guidance.
- § 129.10— Reports.
- § 129.11— Maintenance of brokering records by registrants.