Part 501 — Reporting, Procedures and Penalties Regulations
Subpart A — Relation of This Part to Other Parts in This Chapter
Subpart B — Definitions
Subpart C — Reports
- § 501.601— Records and recordkeeping requirements.
- § 501.602— Reports to be furnished on demand.
- § 501.603— Reports of blocked, unblocked, or transferred blocked property.
- § 501.604— Reports of rejected transactions.
- § 501.605— Reports on litigation, arbitration, and dispute resolution proceedings.
- § 501.606— Reporting and recordkeeping requirements applicable to economic sanctions programs.
Subpart D — Trading With the Enemy Act (TWEA) Penalties
- § 501.700— Applicability.
- § 501.701— Penalties.
- § 501.702— Definitions.
- § 501.703— Overview of civil penalty process and construction of rules.
- § 501.704— Appearance and practice.
- § 501.705— Service and filing.
- § 501.706— Prepenalty Notice; issuance by Director.
- § 501.707— Response to Prepenalty Notice.
- § 501.708— Director's finding of no penalty warranted.
- § 501.709— Penalty notice.
- § 501.710— Settlement.
- § 501.711— Hearing request.
- § 501.712— Acknowledgment of hearing request.
- § 501.713— Order Instituting Proceedings.
- § 501.714— Answer to Order Instituting Proceedings.
- § 501.715— Notice of Hearing.
- § 501.716— Default.
- § 501.717— Consolidation of proceedings.
- § 501.718— Conduct and order of hearings.
- § 501.719— Ex parte communications.
- § 501.720— Separation of functions.
- § 501.721— Hearings to be public.
- § 501.722— Prehearing conferences.
- § 501.723— Prehearing disclosures; methods to discover additional matter.
- § 501.724— Documents that may be withheld.
- § 501.725— Confidential treatment of information in certain filings.
- § 501.726— Motions.
- § 501.727— Motion for summary disposition.
- § 501.728— Subpoenas.
- § 501.729— Sanctions.
- § 501.730— Depositions upon oral examination.
- § 501.731— Depositions upon written questions.
- § 501.732— Evidence.
- § 501.733— Evidence: confidential information, protective orders.
- § 501.734— Introducing prior sworn statements of witnesses into the record.
- § 501.735— Proposed findings, conclusions and supporting briefs.
- § 501.736— Authority of Administrative Law Judge.
- § 501.737— Adjustments of time, postponements and adjournments.
- § 501.738— Disqualification and withdrawal of Administrative Law Judge.
- § 501.739— Record in proceedings before Administrative Law Judge; retention of documents; copies.
- § 501.740— Decision of Administrative Law Judge.
- § 501.741— Review of decision or ruling.
- § 501.742— Secretary's designee's consideration of decisions by Administrative Law Judges.
- § 501.743— Briefs filed with the Secretary's designee.
- § 501.744— Record before the Secretary's designee.
- § 501.745— Orders and decisions: signature, date and public availability.
- § 501.746— Referral to United States Department of Justice; administrative collection measures.
- § 501.747— Procedures on remand of decisions.
Subpart E — Procedures
- § 501.801— Licensing.
- § 501.802— Decisions.
- § 501.803— Amendment, modification, or revocation.
- § 501.804— Rulemaking.
- § 501.805— Rules governing availability of information.
- § 501.806— Procedures for unblocking property believed to have been blocked and reported in error due to mistaken identity or typographical or similar errors.
- § 501.807— Procedures governing delisting from the Specially Designated Nationals and Blocked Persons List or any other list of sanctioned persons or property maintained by the Office of Foreign Assets Control.
- § 501.808— License application and other procedures applicable to economic sanctions programs.