12 CFR Part 16
SECURITIES OFFERING DISCLOSURE RULES
November 10, 2020
§
16.3
Registration statement and prospectus requirements
§
16.1
Authority, purpose, and scope
§
16.2
Definitions
§
16.4
Communications not deemed an offer
§
16.5
Exemptions
§
16.6
Sales of nonconvertible debt
§
16.7
Nonpublic offerings
§
16.8
Small issues
§
16.9
Securities offered and sold in holding company dissolution
§
16.10
Sales of securities at an office of a Federal savings association
§
16.15
Form and content
§
16.16
Effectiveness
§
16.17
Filing requirements and inspection of documents
§
16.18
Use of prospectus
§
16.19
Withdrawal or abandonment
§
16.30
Request for interpretive advice or no-objection letter
§
16.31
Escrow requirement
§
16.32
Fraudulent transactions and unsafe or unsound practices
§
16.33
Filing fees
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