12 CFR Part 335
SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS
November 10, 2020
§
335.321
Maintenance of records and issuer's representations in connection with required reports
§
335.331
Acquisition statements, acquisition of securities by issuers, and other matters
§
335.401
Solicitations of proxies
§
335.501
Tender offers
§
335.251
Forms for notification of action taken by national securities exchanges
§
335.261
Exemptions, terminations, and definitions
§
335.301
Reports of issuers of securities registered pursuant to section 12
§
335.311
Forms for annual, quarterly, current, and other reports of issuers
§
335.101
Scope of part, authority and OMB control number
§
335.111
Forms and schedules
§
335.121
Listing standards related to audit committees
§
335.201
Securities exempted from registration
§
335.211
Registration and reporting
§
335.221
Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure)
§
335.231
Certification, suspension of trading, and removal from listing by exchanges
§
335.241
Unlisted trading
§
335.601
Requirements of section 16 of the Securities Exchange Act of 1934
§
335.611
Initial statement of beneficial ownership of securities (Form 3)
§
335.612
Statement of changes in beneficial ownership of securities (Form 4)
§
335.613
Annual statement of beneficial ownership of securities (Form 5)
§
335.701
Filing requirements, public reference, and confidentiality
§
335.801
Inapplicable SEC regulations; FDIC substituted regulations; additional information
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