12 CFR Part 344
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
November 10, 2020
§
344.1
Purpose and scope
§
344.2
Exceptions
§
344.3
Definitions
§
344.4
Recordkeeping
§
344.5
Content and time of notification
§
344.6
Notification by agreement; alternative forms and times of notification
§
344.7
Settlement of securities transactions
§
344.8
Securities trading policies and procedures
§
344.9
Personal securities trading reporting by officers and employees of FDIC-supervised institutions
§
344.10
Waivers
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