12 CFR Part 351
PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
November 10, 2020
Subpart
A
Authority and Definitions
Subpart
B
Proprietary Trading
Subpart
C
Covered Funds Activities and Investments
Subpart
D
Compliance Program Requirement; Violations
Subpart
Appendix
A
Reporting and Recordkeeping Requirements for Covered Trading Activities
Appendix
Z
Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Alternative Compliance)
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