12 CFR Subpart B
Content and Timing of Notice
November 10, 2020
§
151.70
What type of notice must I provide when I effect a securities transaction for a customer?
§
151.80
How do I provide a registered broker-dealer confirmation?
§
151.90
How do I provide a written notice?
§
151.100
What are the alternate notice requirements?
§
151.120
May I charge a fee for a notice?
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