12 CFR Subpart W
Securities Offerings
November 10, 2020
§
390.410
Definitions
§
390.411
Offering circular requirement
§
390.412
Exemptions
§
390.413
Non-public offering
§
390.414
Filing and signature requirements
§
390.415
Effective date
§
390.416
Form, content, and accounting
§
390.417
Use of the offering circular
§
390.418
Escrow requirement
§
390.419
Unsafe or unsound practices
§
390.420
Withdrawal or abandonment
§
390.421
Securities sale report
§
390.422
Public disclosure and confidential treatment
§
390.423
Waiver
§
390.424
Requests for interpretive advice or waiver
§
390.425
Delayed or continuous offering and sale of securities
§
390.426
Sales of securities at an office of a State savings association
§
390.427
Current and periodic reports
§
390.428
Approval of the security
§
390.429
Form for securities sale report
§
390.430
Filing of copies of offering circulars in certain exempt offerings