17 CFR Part 261
INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER
April 15, 2021
PART 261—INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER
Open Table
| Subject | Release No. | Date | Fed. Reg. Vol. and Page |
|---|---|---|---|
| Opinion of the General Counsel relating to application of section 310(b) where trustee under one indenture is trustee under another indenture for securities of an affiliate of the obligor | 16 | Nov. 14, 1941 | 11 FR 10989. |
| Opinion of the Chief Counsel to the Corporation Finance Division relating to when-issued trading of securities the issuance of which is subject to approval by a Federal district court under Chapter X of the Bankruptcy Act | 30 | Aug. 28, 1944 | Do. |
| Opinion of the Chief Counsel to the Corporation Finance Division relating to when-issued trading of securities the issuance of which has already been approved by a Federal district court under Chapter X of the Bankruptcy Act | 31 | Jan. 4, 1945 | 11 FR 10990. |
| Interpretation with reference to the securities of the International Bank for Reconstruction and Development | 37 | June 25, 1947 | 12 FR 4450. |
| Statement of the Commission to clarify the meaning of “beneficial ownership of securities” as relates to beneficial ownership of securities held by family members | 227 | Jan. 25, 1966 | 31 FR 1005. |
| Statement of the Commission setting the date of May 1, 1966 after which filings must reflect beneficial ownership of securities held by family members | 229 | Feb. 14, 1966 | 31 FR 3175. |
| Commissions statement re exemption of certain industrial revenue bonds from registration, etc. requirements in view of amendment of Securities Act of 1933 and of Securities Exchange Act of 1934 by “section 401” (Pub. L. 91-1037) | 284 | Nov. 6, 1970 | 35 FR 17990. |
| Publication of the Commission's procedure to be followed if requests are to be met for no action or interpretative letters and responses thereto to be made available for public use | 289 | Jan. 25, 1971 | 36 FR 2600. |
| Offerings of debt securities pursuant to trust indentures | 524 | Apr. 25, 1979 | 44 FR 26739. |
| No-action position respecting public offerings of debt securities registered on Form SB-2 without qualification of an indenture under the Trust Indenture Act | 542 | Oct. 16, 1979 | 44 FR 61941. |
| Simplified form of trust indenture | 605 | Jan. 8, 1981 | 46 FR 3500. |
| Retail repurchase agreements by banks and Savings and Loan Associations | 658 | Sept. 25, 1981 | 46 FR 48637. |
| Application of the registration provisions of the Securities Act of 1933 to the offer and sale of securities by United States branches and agencies of foreign banks | 2038 | Sept. 23, 1986 | 51 FR 34462. |
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