17 CFR Part 279
FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
April 15, 2021
§
279.0-1
Availability of forms
§
279.1
Form ADV, for application for registration of investment adviser and for amendments to such registration statement
§
279.2
Form ADV-W, notice of withdrawal from registration as investment adviser
§
279.3
Form ADV-H, application for a temporary or continuing hardship exemption
§
279.4
Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser
§
§279.5-279.7
[Reserved]
§
279.8
Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser
§
279.9
Form PF, reporting by investment advisers to private funds