17 CFR Part 37
SWAP EXECUTION FACILITIES
April 15, 2021
Subpart
A
General Provisions
Subpart
B
Compliance With Core Principles
Subpart
C
Compliance With Rules
Subpart
D
Swaps Not Readily Susceptible to Manipulation
Subpart
E
Monitoring of Trading and Trade Processing
Subpart
F
Ability to Obtain Information
Subpart
G
Position Limits or Accountability
Subpart
H
Financial Integrity of Transactions
Subpart
I
Emergency Authority
Subpart
J
Timely Publication of Trading Information
Subpart
K
Recordkeeping and Reporting
Subpart
L
Antitrust Considerations
Subpart
M
Conflicts of Interest
Subpart
N
Financial Resources
Subpart
O
System Safeguards
Subpart
P
Designation of Chief Compliance Officer
Subpart
Appendix
A
Form SEF
Appendix
B
Guidance on, and Acceptable Practices in, Compliance with Core Principles
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