Scope

Definitions

Procedures for registration

Withdrawal from registration

Equity interest transfers

Request for transfer of registration

Swap data repositories located in foreign jurisdictions

Procedures for implementing swap data repository rules

Open swaps reports provided to the Commission

Acceptance and validation of data

Verification of swap data accuracy

Swap data repository recordkeeping requirements

Monitoring, screening and analyzing swap data

Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities

Real-time public reporting by swap data repositories

Privacy and confidentiality requirements of swap data repositories

Access to SDR data

Confidentiality arrangement

Core principles applicable to swap data repositories

Governance arrangements (Core Principle 2)

Conflicts of interest (Core Principle 3)

Chief compliance officer

Emergency authority policies and procedures

System safeguards

Financial resources

Disclosure requirements of swap data repositories

Access and fees

Operating hours of swap data repositories

Information relating to swap data repository compliance

Form and manner of reporting and submitting information to the Commission

Delegation of authority to the Director of the Division of Market Oversight relating to certain part 49 matters

Form SDR

Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§49.17(d)(6) and 49.18(a)