1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 200 - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  5. Subpart C - Canons of Ethics
  6. 17 CFR § 200.61
17 CFR § 200.61
Impressions of influence
April 15, 2021
CFR

A member should not, by his conduct, permit the impression to prevail that any person can improperly influence him, that any person unduly enjoys his favor or that he is affected in any way by the rank, position, prestige, or affluence of any person.

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§ 200.60 Qualification to participate in particular matters
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§ 200.62 Ex parte communications

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