1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 200 - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  5. Subpart M - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
  6. 17 CFR § 200.735-10
17 CFR § 200.735-10
Miscellaneous statutory provisions
April 15, 2021
CFR

Each member and employee is responsible for acquainting himself or herself with the statutory provisions listed in 5 CFR 2635.902 (Related statutes). A violation of any of these provisions is deemed a violation of this subpart M.

[75 FR 42277, July 20, 2010]

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§ 200.735-9 Indebtedness
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§ 200.735-11 Statement of employment and financial interests

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