1. LawStack
  2. Title 17 - Commodity and Securities Exchange
  3. Chapter II - SECURITIES AND EXCHANGE COMMISSION
  4. Part 200 - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  5. Subpart M - Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
  6. 17 CFR § 200.735-6
17 CFR § 200.735-6
Action in case of personal interest
April 15, 2021
CFR

Members and employees shall comply with the requirements of 5 CFR part 2640 (Interpretation, exemptions, and waiver guidance concerning 18 U.S.C. 208 (Acts affecting a personal interest)).

[75 FR 42277, July 20, 2010]

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§ 200.735-5 Securities transactions
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§ 200.735-7 Negotiation for employment

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