17 CFR § 202.8
Small entity compliance guides
April 15, 2021
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
(a) Q & A: Small Business and the SEC.1
1These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.
(b) The Work of the SEC.1
(c) Broker-Dealer Registration Package.
(d) Investment Adviser Registration Package.
(e) Investment Company Registration Package.
(f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.
[62 FR 4105, Jan. 28, 1997]
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